Investment Advisor

Operose delivers customized financial solutions to meet the investment advisory, family office, tax and alternative investment needs of our clients. We assess our clients’ current financial situation to tailor a unique solution that aligns with their desired outcomes and objectives. Our high-touch service is backed by institutional strength, allowing us to deeply invest in our clients’ financial success and execute with swift, discerning confidence. 

The Investment Advisor is responsible for all aspects of the advisor’s client relationships. This role requires a deep understanding of investment strategies, portfolio construction, and client relationship management. In addition, the Investment Advisor may serve in a secondary advisor capacity for certain larger firm relationships. 

Key Responsibilities 

• Serve as the primary strategic adviser for assigned client relationships, ensuring alignment with their financial goals and values. 
• Provide exceptional service for client relationships, including utilizing investment, operational, and tax subject matter experts at the firm, as appropriate. 
• Construct Investment Policy Statements for clients designed to establish desired, goals, outcomes, asset allocation parameters, and other unique client objectives. 
• Implementation of strategic and thematic positioning in client portfolios. 
• Enter trades/initiate rebalancing within Operose trading platform. 
• Prepare and/or review client meeting materials and deliverables. 
• Collaborate with client’s tax and legal advisors to deliver comprehensive client solutions.
• Schedule and conduct periodic in person and/or virtual client investment reviews. 
• Support creation of investment content 
• Identify and pursue new business opportunities to support firm growth. 

Qualifications

• Bachelor’s degree with strong academic credentials and a record of achievement; CFA designation preferred 
• 5+ years applicable work experience
• Series 65, or other required licensing as determined by the Operose CCO 
• Strong knowledge of investments and portfolio construction 
• Exceptional interpersonal, communication and presentation skills 
• Experience with Envestnet/Tamarac preferred, but not required
• Excellent relationship building skills, with the ability to work effectively with clients, colleagues and vendors 
• Strong organizational skills and attention to detail 

Compensation and Benefits

• Competitive base salary, plus participation in the annual bonus pool 
• Variable compensation for business development related activity 
• Health, Dental and Vision Insurance
• Health Savings Account (HSA) 
• Commuter Plan 
• 401(k) plan with employer match
• Paid-time-off

Reports To: Managing Director 

Employment Type: Full-time, in person 

Job Functions: Investment Advisory 

Industry: Financial Services