Audit Senior Advisor

JCW Group has partnered with a mid-size financial institution to hire an Audit Sr. Advisor, Corporate Treasury and Finance Specialist, based in Memphis, Charlotte, Houston, Dallas, Atlanta, Miami, Birmingham or Nashville. This subject-matter leader within Internal Audit will serve as Auditor-in-Charge on complex audits across liquidity risk, ALM and capital planning. This is a great opportunity for someone looking to apply deep corporate treasury expertise in a high-visibility audit role with executive exposure and project-based leadership.

Key Responsibilities:

• Lead risk-based audits as Auditor-in-Charge across liquidity risk, ALM, capital planning and resolution planning, including supervising team members and reviewing work papers
• Evaluate the design and effectiveness of controls over liquidity forecasting, stress testing, capital modeling and contingency funding plans, including detailed testing of the supporting models and methodologies
• Provide independent challenge to the first and second lines of defense so governance and controls align with regulatory expectations
• Communicate findings, root causes and risk implications to executive stakeholders, monitor remediation, and help shape the annual audit plan

Key Qualifications:

• 8+ years of internal audit and/or Corporate Treasury experience, ideally at a large, complex financial institution or Big Four advisory practice
• Subject matter expertise in one or more of ALM, Capital Planning, Stress Testing (CCAR/DFAST) or FDIC Resolution Planning, with familiarity with Basel III, LCR/NSFR and TLAC and a strong understanding of Federal Reserve, OCC and FDIC expectations
• Bachelor’s degree, plus a certification such as CIA, CISA, CPA, CFA or CRCM, or the ability to obtain one within 24 months
• Proficiency in Microsoft Office and ServiceNow, with TeamMate+ preferred

Joseph DeFeciani specializes in partnering with audit and finance professionals at leading organizations nationwide.